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United States Court of Appeals
For the Fifth Circuit
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No. 02-41416
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United States Court of Appeals
Fifth Circuit
F I L E D
August 15, 2003
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ANTHONY GRAVES,
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Petitioner - Appellant,
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VERSUS
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JANIE COCKRELL, Director,
Texas Department of Criminal Justice, Institutional
Division,
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Respondent - Appellee.
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___________________________________________________
Appeal from the United States District Court for the Southern
District of Texas
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Before DAVIS, WIENER and EMILIO M. GARZA, Circuit Judges.
W. EUGENE DAVIS, Circuit Judge:
Petitioner Anthony Graves was convicted of capital murder in Texas and
sentenced to death. He now seeks a certificate of appealability from the
district court’s denial of habeas corpus relief. We grant Graves’ Application
for COA on his claim under Brady v. Maryland, 83 S.Ct. 1194 (1963),
that the state failed to disclose to Graves that his co-defendant and
key prosecution witness had informed the district attorney that Graves
was not involved in the charged crime on the day before he testified to
the contrary at Graves’ trial. Because Graves has failed to make a substantial
showing of a denial of a constitutional right, we deny his application
for COA on his remaining claims. .
I.
Graves was convicted and sentenced to death in November 1994 for the
capital offense of murdering one adult and five children in the same criminal
transaction. On direct appeal, the Texas Court of Criminal Appeals affirmed
the conviction and sentence. Graves did not seek certiorari review in
the United States Supreme Court.
In June 1998, Graves filed an application for writ of habeas corpus
in state court. After an evidentiary hearing, the court filed findings
of fact and conclusions of law recommending the denial of relief. The
Court of Criminal Appeals subsequently ordered the case filed and set
for oral argument on two claims, and ultimately denied relief. Graves
then filed a subsequent application for writ of habeas corpus, which was
dismissed as an abuse of the writ. Graves filed a third application for
state habeas relief in March 2000, and an amendment on July 2000, which
the Court of Criminal Appeals set for submission to decide whether Graves
had a statutory or constitutional right to the effective assistance of
state habeas counsel. If proven, Graves would be entitled to review of
his third application. In January 2002, the Court of Criminal Appeals
decided that Graves did not have this right and dismissed the application
as an abuse of the writ. Rehearing was denied.
Meanwhile, on Graves’ motion, the United States District Court for the
Western District of Texas granted a deposition of recanting trial witness
Robert Earl Carter, who was set to be executed. Carter was deposed and
later executed. Graves timely filed this federal habeas petition in May
2002. The district court denied all relief and denied COA. Graves now
seeks a COA from this court.
II.
The Court of Criminal Appeals summarized the relevant facts of the crime
in its opinion on direct appeal:
At trial, the State presented the in-court testimony and other statements
of [Graves’] accomplice, Robert Earl Carter. Carter testified as follows:
A week or two before the instant offense, [Graves] and Carter met and
discussed their respective problems with [Bobbie Davis] and her daughter,
L.D. (Carter’s girlfriend). L.D. had informed Carter that she was filing
a paternity suit against him to arrange for the support of their son,
[Jason Davis]. Carter feared that the court would order an amount of
child support which would ruin his credit record. Also, Carter had continued
to date L.D. after marrying Cookie Carter, [Graves] first cousin. Further,
Cookie had recently given Carter an ultimatum demanding that he end
his relationship with L.D. Similarly, L.D. pressured Carter to end his
relationship with Cookie. [Graves], on the other hand, was angry with
Bobbie whom [Graves] believed received a promotion that his mother,
Doris Curry, should have received due to [Bobbie’s] relationship with
the unit director at the Brenham State School. [Graves] and Carter agreed
that they needed to settle their problems with [Bobbie] and L.D. Carter
and [Graves] talked again on the weekend before the offense and decided
on a specific date and time to go to [Bobbie’s] house in Somerville
to have a verbal confrontation with [Bobbie] and L.D. Although several
children, including Carter’s son, [Jason], sometimes lived in the home,
Carter believed the children would be staying in Houston on the chosen
date.
On the evening of the instant offense, [Graves] contacted Carter at
approximately 11:30 p.m., and asked if they were still planning to go
to [Bobbie’s] home. Carter answered affirmatively. Around 12:00 or 12:30
a.m., Carter drove his Grand Am to [Graves’] apartment after stopping
to buy a five gallon can of gasoline. [Graves] and Carter drove to [Bobbie’s]
house in Carter’s Grand Am. Carter walked to the house alone and rang
the doorbell. [Bobbie] answered the door and Carter entered the house.
Carter and [Bobbie] discussed Carter’s son ([Jason]) for 20 to 25 minutes,
then Carter told [Bobbie] he wanted to show her an item which he had
to retrieve from the car. Carter walked to the car and told [Graves]
[Bobbie] was apparently alone in the house, as he had seen no sign of
L.D. or the children.
[Graves] and Carter both entered. Carter brought a .22 revolver and
a claw hammer; [Graves] carried a knife. [Graves] began yelling at [Bobbie]
and then began to make stabbing motions at her. Carter then saw [Bobbie’s]
sixteen-year-old daughter, [Nicole Davis] enter the room. Carter chased
her into her bedroom and shot his .22 pistol at her several times. Carter
then panicked and fled the house.
When Carter reached the car, he took the gasoline can out of the trunk
of the car, entered the house and began pouring gasoline. He saw [Bobbie’s]
body slumped over and covered with blood. As he entered the bedrooms
at the back of the house, he found the bodies of five dead children
and doused them with gasoline. Carter did not see [Graves] during this
time. Carter returned to the car and put the gasoline can in the trunk.
He returned to the house to light the gasoline, and ran into [Graves],
who 4 was coming out of the front door. Simultaneously, Carter heard
a “whoof” as the gasoline ignited: Carter fell to the ground, suffering
some burns to his face, neck and hand. [Graves] drove the Grand Am back
to his apartment, and then Carter drove himself home.
Carter removed his clothes and placed them in a plastic bag which
he hid in the trunk of Cookie’s Honda. At around 6:00 a.m., Cookie drove
the Honda to the Brenham State School, where she worked with [Bobbie]
and Doris Curry, [Graves’] mother. Later, Carter received a telephone
call and was told Cookie was very upset and needed to be driven home.
Carter left in his Sunbird, because dried blood was visible on the outside
of the Grand Am. After reaching the Brenham State School, Carter and
Cookie returned home in the Honda. When they arrived, Carter poured
gasoline on some tall grass in his yard, lit the gasoline and fell in
the burning grass, again burning the previously burned portions of his
body. He drove out into the country, burned the bag of clothing and
threw away the gun, the hammer, and the knife in different locations.
He then cleaned the blood off of the Grand Am with gasoline.
Afterwards, Carter and Cookie drove to Somerville to console the victims’
family. Carter went to a doctor’s appointment later that day for a hernia.
The doctor insisted on treating and bandaging the burns. A few days
later, Cater drove to Houston and traded the Grand Am and the Sunbird
for a new Pontiac Grand Prix. He and Cookie then attended the victims’
funeral. Carter was stilled wrapped in bandages. Texas Rangers, who
were present at the funeral, observed Carter’s burns, visited Carter
that afternoon and obtained a statement wherein Carter named [Graves]
as the primary perpetrator and only admitted limited involvement in
the crime. Carter and [Graves] were both arrested and placed in the
Burleson County Jail in cells directly across from each other.
While incarcerated, [Graves] entered the cell where Carter was receiving
a haircut and threatened him physically and verbally. [Graves] told
Carter to change his story and deny everything when he went before the
grand jury. Fearing [Graves] would make good on his threats, Carter
told the grand jury that he had fabricated his prior statements, and
that neither he nor [Graves] were involved in the murders.
* * *
Eliminating all accomplice testimony from consideration, the State
presented the testimony from the medical examiner, two representatives
of the State Fire Marshall’s [sic] office who viewed the crime scene,
several Texas Rangers who investigated the case, [Graves’] ex-girlfriend,
[Graves’] former supervisor and boss, and four individuals who overheard
[Graves] make statements while incarcerated for the instant offense.
The State also relied on [Graves’] testimony before the Grand Jury.
The evidence presented by the State generally supported Carter’s testimony.
For example, Texas Ranger Ray Coffman testified that Carter, soon after
the first5 interview, identified five of the six locations of the victims’
bodies within the house with more specificity and accuracy that a new
article on the murders . . .
[Graves’] former boss, Roy Allen Rueter, testified he gave [Graves]
a switchblade knife in the year before the offense. He had assembled
the knife from a kit and had also made a knife for himself. Rueter’s
knife, except for the handle, was identical to [Graves’].
[Graves’] former supervisor and former girlfriend confirmed they had
seen the switchblade knife in [Graves’] possession. The supervisor,
Thomas Genzer, indicated [Graves] showed him the knife and it was identical
to Rueter’s, except for the handle. Genzer saw [Graves] with the knife
on several occasions and [Graves] was proud of the knife. However, [Graves]
testified before the Grand Jury in this case: “No sir, I never owned
a knife, period.
Rueter’s switchblade knife was admitted as State Exhibit 192. The
medical examiner, Dr. Robert Bayardo, compared the knife to the puncture
wounds made in two of the victim’s skull caps and to the wounds suffered
by the victims. He testified the blade matched the incisions, and opined
that Rueter’s knife, or a knife with a similar blade made the cuts.
Texas Ranger Ray Coffman, who had extensive experience with knives,
witnessed the autopsy and made his own comparisons between the knife
and the skull caps. Coffman agreed with Dr. Bayardo, testifying State’s
Exhibit 192 fit the incisions, “like a glove” and provided a “perfect
fit” to chips in the skull caps caused by glancing blows. [FN 5] FN
5.
[Graves’] medical expert, Dr. Robert Bux, conceded that he had no
quarrel with Dr. Bayardo’s findings. However, he testified that several
other knives presented by the defense, which had the same general blade
dimensions as Rueter’s knife, were also “consistent” with the holes
in the skull caps. Ranger Coffman then testified that the knives presented
by the defense did not fit the holes and chips in the skull caps, as
their blades were too thin and flexible. He testified that the knife
which created the holes in the skull caps had the precise blade thickness,
length, and width of Rueter’s knife. Further, he indicated the knife
used by the killer, unlike the examples offered by the defense, would
need to have a knife guard, such as the guard on State’s Exhibit 192,
to provide leverage and protect the hand of the stabber as it impacted
a hard surface like a skull.
The State also presented the testimony of several individuals who overheard
[Graves] make inculpatory statements in the county jail after being
incarcerated for the instant offense. [Graves] was speaking to Carter
who was jailed in the cell directly across from [Graves]. While delivering
food to the jail, John Robertson overheard a conversation between [Graves]
and Carter. Robertson heard [Graves] say, “[w]e6 fucked up big time.”
Then he heard [Graves] remark that they had taken care of the evidence
and it could not be traced to them. [Graves] also insisted they had
to protect Cookie at all costs, and suggested Carter might have to go
down for all of them because Carter had been burned. Robertson notified
the Sheriff of [Graves’] statements that night and gave a written statement
several days later.
On the same evening, Ronnie Beal, a former employee of the Burleson
County Sheriff’s Department, overheard [Graves] say, “[k]eep your damn
mouth shut. I done the job for you. Make them make their own damn case.”
Beal further heard [Graves] say they had to protect Cookie because she
could go down for life. Also, Jailer Shawn Eldridge overheard [Graves]
tell Carter, “I did it, keep your mouth shut!” Beal explained he and
Eldridge attempted to record the conversation between [Graves] and Carter,
but by the time a tape recorder was secured, the conversation was over.
Beal immediately called the Sheriff and informed him of the conversation
and gave a written statement several days later. [FN 6]
FN 6. The State also presented testimony from John L. Bullard, Jr.,
an inmate incarcerated at the same time as [Graves], who heard [Graves]
ask Carter if he had told them everything. Bullard heard Carter answer,
“no,” and then saw the two men start communicating in hand signals when
someone warned them that the intercom was activated.
Graves v. Texas, No. 72,042, slip op. at 2-8 (Tex.Crim. App. April
23, 1997)(names in brackets added.)
Carter testified at Graves’ trial in return for the agreement of the
prosecutors that he would not answer any questions regarding his wife’s
involvement. Since the trial, Carter has recanted his testimony linking
Graves to the crimes and in his latest statement asserts that Graves is
innocent. Additional facts necessary to the issues will be presented in
the sections that follow.
III.
Graves filed the instant Section 2254 application for habeas relief after
the April 24, 1996 effective date of the Antiterrorism and Effective Death
Penalty Act (AEDPA). His application is therefore subject to the AEDPA.
Lindh v. Murphy, 521 U.S. 320, 336 (1997). Under the AEDPA, a petitioner
must obtain a COA before appealing the district court’s denial of habeas
relief. 28 U.S.C. 2253(c)(2). “This is a jurisdictional prerequisite because
the COA statute mandates that ‘[u]nless a circuit justice or judge issues
a certificate of appealability, an appeal may not be taken to the court
of appeals. . . . Miller-El v. Cockrell, 123 S.Ct. 1029, 1039 (2003)
(quoting 28 U.S.C. §2253(c)(1)) . “The COA statute . . . requires a threshold
inquiry into whether the circuit court may entertain an appeal.” Id. (quoting
Slack v. McDaniel, 529 U.S. 473, 482 (2000); citing Hohn v.
United States, 524 U.S. 236, 248 (1998)). A COA will be granted only
if the petitioner makes “a substantial showing of the denial of a constitutional
right.” 28 U.S.C. § 2253(c)(2). To make such a showing, a petitioner “must
demonstrate that the issues are debatable among jurists of reason; that
a court could resolve the issues [in a different manner]; or that the
questions are adequate to deserve encouragement to proceed further.” Barefoot
v. Estelle, 463 U.S. 880, 893 n.4 (1983) (citation and internal quotation
marks omitted). Any doubt regarding whether to grant a COA is resolved
in favor of the petitioner, and the severity of the penalty may be considered
in making this determination. Fuller v. Johnson, 114 F.3d 491,
495 (5th Cir. 1997).
The analysis “requires an overview of the claims in the habeas petition
and a general assessment of their merit.” Miller-El, 123 S.Ct.
at 1039. The court must look to the district court’s application of AEDPA
to the petitioner’s constitutional claims and determine whether the court’s
resolution was debatable among reasonable jurists. Id. “This threshold
inquiry does not require full consideration of the factual or legal bases
adduced in support of the claims.” Id. Rather, “the petitioner
must demonstrate that reasonable jurists would find the district court’s
assessment of the constitutional claims debatable or wrong.” Id.
at 1040. (citing Slack, 529 U.S. at 484).
IV.
Graves claims first that he is actually innocent of the crime and that
the imposition of the death penalty against him would be cruel and unusual
punishment and violate the due process clause. Graves relies primarily
on Carter’s post-trial statements maintaining that Graves played no role
in the murders. In Herrera v. Collins, 506 U.S. 390, 416 (1993),
the Supreme Court held that such a claim does not state an independent,
substantive constitutional claim and was not a basis for federal habeas
relief. However, it left open whether a truly persuasive actual innocence
claim may establish a constitutional violation sufficient to state a claim
for habeas relief. Id. at 417. The Fifth Circuit has rejected this possibility
and held that claims of actual innocence are not cognizable on federal
habeas review. Dowthitt v. Johnson, 230 F.3d 733, 741 (5th Cir.
2000), cert. denied, 532 U.S. 915 (2001); Graham v. Johnson, 168
F.3d 762, 788 (5th Cir. 1999); Lucas v. Johnson, 132 F.3d 1069,
1075 (5th Cir. 1998); Jacobs v. Scott, 31 F. 3d 1319, 1324-25 (5th
Cir. 1994).
In addition, even if a truly persuasive claim of actual innocence could
be a basis for relief, the Supreme Court made clear that federal habeas
relief would only be available if there was no state procedure for making
such a claim. Herrera, 506 U.S. at 417. Texas habeas law recognizes
claims of actual innocence. Ex parte Elizondo, 947 S.W.2d 202,
205 (Tex. Crim. App. 1996) and Graves may still utilize Texas’ procedures
for executive clemency. Lucas, 132 F.3d at 1075. Graves’ state
habeas petition was adjudicated on the merits and the state court found
Carter’s statements to be incredible and unreliable. These findings are
presumed correct and Graves has not presented a persuasive claim of actual
innocence. 28 U.S.C. § 2254(e)(1); Galvan v. Cockrell, 293 F.3d
760, 764 (5th Cir. 2002) (federal courts defer to the trier of fact in
resolving credibility of witnesses.) Graves also argues that Texas’ clemency
procedures are completely ineffective. However, those procedures are available
and have been relied on as an alternative avenue for relief for prisoners
like Graves. Lucas, 132 F.3d at 1075; Beets v. Texas Bd. of
Pardons & Paroles, 205 F.3d 192, 193 (5th Cir.9 2000).
The above reasons are sufficient to deny COA on this issue.
V.
Graves argues next that he was deprived of due process and his right
to present witnesses on his behalf because the prosecutor prevented Graves
from having the benefit of a key witness’s testimony when the prosecutor
told the district court that a defense witness might be subject to criminal
charges. See Webb v. Texas, 93 S.Ct. 351 (1972). The potential
trial witness, Yolanda Mathis, testified before the grand jury that Graves
was with her the entire night of the killings and could not have been
involved in the crime. The defense subpoenaed Mathis to testify at trial.
Before she could do so, the state argued, out of the jury’s presence,
that Mathis was a suspect in the murders and could be subject to indictment.
The state asked the court to advise Mathis of her rights prior to her
testimony and the court agreed. In preparing Mathis for her testimony,
Graves’ lawyers told Mathis of the state’s position and advised her of
her right not to testify and possibly incriminate herself. This frightened
Mathis. She left the courthouse in a panic and did not testify.
The defense team did not attempt to force her to testify, did not seek
a continuance and did not make any objection or comment on the record
regarding the reasons for Mathis’ failure to testify or seek to preserve
her testimony. Mathis was not actually arrested or charged during the
remainder of the trial. The prosecution alluded to Mathis’s failure to
testify in his closing argument, apparently because the defense had promised
her as an alibi witness in their opening statement. At that point, the
defense objected that this argument was improper and commented before
the jury that Mathis was absent because the district attorney had threatened
her. Outside the presence of the jury, Graves’ attorneys told the court
that Mathis had invoked the 5th Amendment. In their Motion for New Trial,
the defense team alleged that the prosecutor’s threats improperly prevented
Mathis from testifying.
On Graves’ first state habeas petition, the Court of Criminal Appeals
found that Graves had procedurally defaulted on this claim under Texas
law because it was not raised at trial until closing argument. The court
found that the record could be read to suggest that the defense tactically
waited to raise this issue to deliberately infect the trial with allegations
of the prosecution’s threats. In the alternative, the court found that
the state had a good faith basis for identifying Mathis as a suspect,
did not personally threaten Mathis with prosecution and simply sought
to protect her rights.
The district court found the allegation to be procedurally barred because
the state court disposed of the claim under Texas’ contemporaneous objection
rule, and because Graves had not shown cause or prejudice for the default
or that failure to consider the allegation would result in a fundamental
miscarriage of justice. This court has found that the Texas contemporaneous
objection rule constitutes an adequate and independent state ground and
that failure to comply with this rule procedurally bars federal habeas
review. Fisher v. Texas, 169 F.3d 295, 300 (5th Cir. 1999).
Graves’ reliance on Lee v. Kemna, 534 U.S. 362 (2002), to overcome
the procedural bar is misplaced. In Lee, the Supreme Court found
that the state ground relied on by the Missouri Court of Appeals was inadequate
to preclude federal habeas review because the government did not raise
it until the appellate level and the defense had substantially complied
with the procedural rule at trial. Id. at 380-85. This case is
very different. Graves’ attorneys did nothing to object to the prosecution’s
threat to charge Mathis. Defense counsel, rather than the prosecution,
spoke to Mathis and it was defense counsel’s comments and characterization
of the prosecution’s position that drove Mathis from the courthouse. Counsel
did not timely inform the court on the record that Mathis was invoking
the 5th Amendment and did not preserve her testimony in any fashion. Accordingly,
we agree with the district court that this claim is procedurally barred.
The district court also found that Graves failed to make the requisite
showing of cause and prejudice for the default or a fundamental miscarriage
of justice to overcome the procedural bar. Graves does not attempt to
show cause and prejudice. Relying on Carter’s recanted statement, Graves
asserts actual innocence as the gateway through which the court should
hear his claim on the merits. To meet this threshold, Graves must show
that it is more likely than not that no reasonable juror would have convicted
him in light of new evidence of his actual innocence. Schlup v. Delo,
115 S.Ct. 851, 867 (1995). Graves cannot meet this burden with the recanted
testimony of Carter, given the numerous contradictory statements Carter
has made and other evidence of Graves’ guilt. Spence v. Johnson,
80 F.3d 989, 1003 (5th Cir. 1996) (quoting May v. Collins, 955
F.2d 299, 314 (5th Cir. 1992))(recognizing that “recanting affidavits
and witnesses are viewed with extreme suspicion by the courts”). Also,
Graves did call another witness, Arthur Curry, at trial. Curry supplied
Graves with essentially the same alibi Mathis would have provided, so
testimony that Mathis might have offered would be cumulative. Because
Graves has not shown that reasonable jurists would find debatable the
district court’s ruling that he failed to justify his procedural default,
we conclude that the district court correctly declined to reach the merits
of this claim. Foster v. Johnson, 293 F.3d 766, 791 (5th Cir.),
cert. denied, ___ U.S. ___, 123 S.Ct. 625 (2002).
VI.
Graves argues that the state deprived him of due process because it
illegally suppressed evidence that Carter had made a statement that Carter’s
wife Cookie was an accomplice at the scene of the murders and because
it allowed Carter to testify against Graves without revealing that information.
Carter apparently implicated his wife in the murders during a polygraph
examination by the prosecution the night before he testified in Graves’
trial. Graves’ attorneys did not learn of the statements until a hearing
in the first habeas proceedings in November 1998. Graves then raised these
claims in his second habeas application, which claims were dismissed by
the state court as an abuse of the writ under Texas law.
The district court found this claim to be procedurally barred because
the state disposed of them under Texas’ abuse of the writ rule and because
Graves had not shown cause or prejudice for the default or that failure
to consider the allegation would result in a miscarriage of justice. We
doubt that Graves can establish that reasonable jurists would find this
ruling debatable.(1)
(1) The district court’s opinion notes in a footnote
that “While it may be true that Graves did not learn of Carter’s
statement about Cookie until November 15, 1998, several months following
the filing of his initial habeas application, this fact does not
necessarily render the state court’s holding [that this claim was
procedurally barred for abuse of the writ] unreasonable. The record
reveals that the morning following his conversation with Carter,
the district attorney disclosed to the trail court and defense counsel
that Carter had taken a polygraph examination the previous evening,
and the polygraph had revealed that his answers about his wife’s
involvement in the crime were deceptive. This disclosure arguably
should have placed Graves’ attorneys on sufficient notice to inquire
into Graves’ [sic] statements about Cookie on the night of the polygraph.
In all likelihood, even minimal discovery would have revealed Carter’s
statement incriminating Cookie, such that Graves’ attorneys could
have timely included this argument in Graves’ initial habeas application.
In light of these facts, the Court cannot agree that the state court
acted unreasonably in dismissing Graves’ claims as an abuse of the
writ.”
Even if he could overcome the procedural default, this claim fails to
state the denial of a constitutional right.
To comply with the requirements of due process, the State must disclose
material, exculpatory evidence. Brady v. Maryland, 373 U.S. 83,
87 (1963). To establish a Brady claim, a petitioner must demonstrate
that (1) the prosecution suppressed evidence; (2) the evidence was favorable
to the petitioner; (3) the evidence was material either to guilt or punishment;
and (4) nondiscovery of the allegedly favorable evidence was not the result
of a lack of due diligence. Rector v. Johnson, 120 F.3d 551, 558
(5th Cir. 1997). To be material, the omitted evidence must create a reasonable
doubt13 that did not otherwise exist. United States v. Agurs, 96
S.Ct. 2392, 2402 (1976).
The evidence Graves relies on is not exculpatory or material. Graves
argues that all parties and the jury were aware that at least two people
were involved in the killings. The jury was not informed that Carter had
ever named his wife as a participant which, according to Graves, would
have made a substantial difference in the preparation of the defense and
could have allowed the jury to infer that Carter and Cookie committed
the murders. But, the possibility that Cookie might have been at the murder
scene does not negate Carter’s testimony that Graves was there also. “[T]he
mere possibility that an item of undisclosed information might have helped
the defense, or might have affected the outcome of the trial, does not
establish ‘materiality’ in the constitutional sense.” Id. at 2400.
Graves also argues that the state knowingly presented false testimony
by allowing Carter to testify without revealing that his wife was involved.
To obtain relief, the defendant must show that the testimony was false,
the state knew it was false and the testimony was material. As stated
above, this testimony was not material and Graves has not demonstrated
that he is entitled to COA on this issue.
VII
. In a second Brady claim, Graves complains that the state violated Brady
when it suppressed a pre-trial statement by Carter that Graves was not
involved in the Davis murders. More than five years after the trial, the
district attorney, in a media interview, told a reporter that the night
before Carter testified at Graves’ trial, Carter told the D.A. that he
committed the crime alone. However, Carter testified at trial that Graves
was involved in the murders. The D.A. also allegedly told the media that
Carter did not implicate Graves until the D.A. agreed not to ask Carter
about the involvement of Carter’s wife in the murders.
The Texas Court of Criminal Appeals dismissed Graves’ claims on this
point as an abuse of the writ because Graves did not raise this issue
until his third application for state habeas relief. On the basis of the
Texas court’s disposition, the district court found this claim to be procedurally
barred as an abuse of the writ. We disagree. Cause for a procedural default
can exist when “some objective factor external to the defense impeded
counsel’s efforts to comply with the State’s procedural rule.” Murray
v. Carrier, 477 U.S. 478, 488 (1986). A “showing that the factual
or legal basis for a claim was not reasonably available to counsel” is
such an external factor. Id. The government does not appear to
dispute that Graves did not learn of Carter’s pretrial exculpatory statement
until June 2000 when the district attorney participated in a media interview.
Based on the timing of the disclosure, we conclude that jurists of reason
would find it debatable whether the district court was correct in its
procedural ruling that Graves procedurally defaulted this claim by failing
to assert it in his initial habeas petition, at a time when the alleged
suppression had not been disclosed.
In addition, we find that jurists of reason would find it debatable
whether Graves’ petition states a valid claim of the denial of a constitutional
right under Brady. We recognize that evidence of Carter’s pretrial
statement consists solely of an unverified transcript of the D.A.’s interview
with a journalist. Assuming Graves can establish that the statement was
made, no one disputes that the prosecution did not disclose this statement
to the defense. The exculpatory statement, again if proven, was extremely
favorable to Graves and would have provided powerful ammunition for counsel
to use in cross-examining Carter. The impeachment value of this statement
is even stronger when tied to the fact that Carter allegedly only changed
his testimony when the state agreed not to question Carter about his wife’s
involvement in the murders. Finally, the state points to no lack of due
diligence on the part of Graves or his counsel in discovering this evidence.
We recognize that Carter made other inconsistent statements, but the
statement Carter made the night before he testified at trial is substantially
different from his previous statement exonerating Graves before the grand
jury. Before the grand jury, Carter testified that neither he nor Graves
were involved in the murders. In the alleged pre-trial statement, Carter
admitted that he committed the crimes alone. These multiple inconsistent
statements may weigh against a conclusion that this final pretrial statement
of Carter’s would have affected the outcome of the trial. However, given
that Graves’ conviction rests substantially on Carter’s testimony, the
materiality of this statement is sufficiently close that a fact-finder
should exercise its judgment on the matter after the benefit of an evidentiary
hearing.
Accordingly, we grant COA on Graves’ claim that the government failed
to disclose Carter’s exculpatory statement on the eve of trial in violation
of Brady. We remand to the district court for an evidentiary hearing
to determine the substance of the alleged statement and its materiality
under Brady.
VIII.
Graves argues next that his trial counsel was ineffective in failing
to call three additional alibi witnesses. Graves acknowledges that this
claim is procedurally barred because of the failure of state habeas counsel
to raise the claim. He argues that the doctrine of fundamental miscarriage
of justice exception should permit review of this claim. However, as stated
above, Graves cannot meet this exception through claims of actual innocence
based on the recanted testimony of Carter. Graves is not entitled to COA
on this issue.
IX.
Graves argues next that he was denied effective assistance of counsel
on his Motion for New16 Trial because his attorneys failed to provide
an offer of proof of Mathis’ testimony, failed to call the prosecutor
to establish his state of mind at the time he asked the court to warn
Mathis of her rights, and other errors. The Fifth Circuit has not yet
determined whether the right to counsel attaches on a motion for new trial.
See Mayo v. Cockrell, 287 F.3d 336, 339-40 & n.3 (5th Cir. 2002)
(Having counsel during the motion for new trial phase may or may not be
necessary to preserve the defendant’s rights to a fair trial and effective
appeal.) The Supreme Court also has not addressed this issue.
Assuming Graves was entitled to effective assistance of counsel to pursue
the motion for new trial, we are satisfied that assistance by counsel
was not ineffective. The state court explained counsel’s failure to insist
on calling Mathis as a strategic decision. This allowed the defense to
taint the jury with a charge of prosecutorial misconduct related to the
“threats” against Mathis. Also, the state court concluded that Mathis’
alibi testimony would have been cumulative of the testimony of Arthur
Curry and that even if counsel’s performance was deficient, there was
no prejudice because there was no reasonable likelihood that the outcome
of the proceedings would have been different. The jury heard the substance
of Graves’ alibi and obviously rejected it.
Complaints of uncalled witnesses are not favored, because the presentation
of testimonial evidence is a matter of trial strategy and because allegations
of what a witness would have testified are largely speculative." Buckelew
v. United States, 575 F.2d 515, 521 (5th Cir. 1978); Murray v.
Maggio, 736 F.2d at 282 (not favored in federal habeas review) (citing
Boyd v. Estelle, 661 F.2d 388, 390 (5th Cir.1981)). Schwander v.
Blackburn, 750 F.2d 494, 500 (5th Cir. 1995). Graves is not entitled to
COA on this issue.
X.
Finally, Graves argues that he is entitled to COA on his claim of ineffective
assistance of17 counsel on his state habeas petition. First, the ineffectiveness
or incompetence of counsel during federal or state collateral post-convictions
proceedings is not a ground for relief. 28 U.S.C. § 2254(i). See also
Ogan v. Cockrell, 297 F.3d 349, 357 (5th Cir.), cert. denied,
123 S. Ct. 582 (2002). Also, this claim is procedurally barred because
the state court dismissed the claim as an abuse of the writ. Graves argues
that in 1995 the Texas Legislature declared that all death row habeas
corpus petitioners had the right to competent counsel. Art. 11.071, V.A.C.C.P.
This circuit has rejected the argument that if a state chooses to appoint
counsel for habeas proceedings, its act of grace triggers a constitutional
right to effective representation in those proceedings. In re Goff,
250 F.3d 273, 275 (5th Cir. 2001). Graves is not entitled to COA on this
issue.
XI.
For the foregoing reasons, we grant Graves’ Application for COA on his
claim under Brady v. Maryland, 83 S.Ct. 1194 (1963), that the state
failed to disclose to Graves that his co-defendant and key prosecution
witness informed the district attorney that Graves was not involved in
the charged crime on the day before he testified to the contrary at Graves’
trial. We deny COA on Graves’ remaining claims. We also remand this case
to the district court for further proceedings in accordance with this
opinion.
DENIED in part; GRANTED in part; REMANDED.
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